The Security and Exchange Commission, otherwise known as the SEC.
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2answers
75 views
Finder's Fees and SEC regulations
I've been advised on multiple occasions that agreeing to a finder's fee as a percentage of capital raised is illegal in the United States, unless the "finder" is a licensed broker-dealer.
Despite ...
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1answer
48 views
Follow the developing SEC's regulations related to the JOBS bill?
I would like to follow the development of the regulations so as to better understand them when they are finalized.
How/where can I follow the developing SEC's regulations related to the JOBS bill? ...
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1answer
100 views
Employee Stock Options Plans effect on SEC Registration Requirements
Companies that have $10 million in assets and 500 shareholders of record are currently required to register with the Securities and Exchange Commission (SEC) and are thus subject, among other things, ...
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4answers
351 views
Can an investment club, made up of non-accredited investors, invest in multiple startups?
We are about to create an investment club. We have plans to buy stock, but we plan to invest over 50% of our shares monthly minimums on startups. Is this allowed since we are an LLC with multiple ...
